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The Fall of Buda and the Withdrawal of "Suleymans Proposal"

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In the spring of 1541 Roggendorf, Ferdinand's general, launchedthe siege of Buda. While the timid and vacillating leadership of theold and ailing Roggendorf, as well as the usual lack of funds, did notaugur well for the success of the undertaking, the situation of thedefenders was not rosy either. Several circumstances hamperedtheir efforts--lack of unity, to begin with. The tension betweenIsabella and Friar George had reached a breaking point. The queendowager, in despair, was negotiating with Ferdinand, and evenencouraged the citizens of Buda to seek contacts with Roggendorf inorder to hand the castle over. It was only by chance that the designfailed.

The siege had to be abandoned after several fruitless assaultssince the grand army led by the sultan was approaching. The troops,seized by panic, withdrew from under the castle in the greatestdisarray, forming an easy prey for the Ottoman troops camped nearthe castle and the defenders sallying forth from it. Five days laterthe sultan arrived under Buda and took the castle by subterfuge.

It is worth examining the account of the occupation of Buda aspresented in the contemporary and near-contemporary Hungarianand Turkish sources. According to the contemporary Verancsics fourfactors prompted Suleyman to take Buda: "The first factor militatingin favor of the capture of Buda by the Turkish emperor was toprevent some prominent Hungarians acquiring the country." HereVerancsics was hinting at Maylad's rebellion and his offer to thePorte. The second factor was the shift of Bishop Frangepan andPerenyi to Ferdinand's side. The third factor was Ferdinand's attackon Buda, encouraged as he was by Elek Thurzo and Ferenc Revai: "Ifhe wanted to become king of Hungary, now was the time." After thetroops of Ferdinand laid siege to Buda, and after the sultan had beeninformed that Perenyi and Frangepan had shifted their allegianceand that Isabella was negotiating with Ferdinand, he could hesitateno longer. The fourth factor were the quarrels between IsabellaFriar George, and Balint Torok. "The latter two both secretly coveted regency over the prince and the country." [302]

Szeremi, the other contemporary, provides a remarkable accountof Buda's occupation by the Ottomans. He describes the situation,beginning with the 1540 siege of the city, as follows:


Istvanffy's account is also interesting and provides a more or lessauthentic account of Buda's occupation. He also refers to a discussion by the Ottoman leaders concerning Hungary's fate and that ofJohn Sigismund and his mother, Isabella. After describing how thetroops of Roggendorf quit their siege of Buda in panic, Istvanffycontinues with a description of how John Sigismund and the Hungarian lords who had been defending the castle were lured intoSuleyman's camp. W}mile Suleyman entertained them he sent hisforces into the city on the pretext of a simple visit. Once inside theyquickly took control of all its gates and other strategic points andthen commanded that the inhabitants lay down their arms. WhenSuleyman had been told that the population had obeyed and that thecity was in his control he sent the infant king back to his mother.After some delay all of the Hungarian lords who had accompaniedJohn Sigismund were also allowed to return to the city with theexception of Balint Torok who was detained by the sultan. Suleymanand his retinue then discussed Hungary's fate. Istvanffy reportedthat their deliberations were lengthy, but in the end Suleymandecided to send Isabella and her son to Transylvania, which theywould be allowed to hold together with "a part of southern Hungary,along with Lippa and Temesvar, and those salt mines and goldmines which she held in the lifetime of John." Friar George would bethe infant's tutor and would also be in charge of the affairs of thecountry. The sultan also promised, in a letter to Isabella, that assoon as her son came of age, he would entrust Buda to him. [304]

There are three important points to note in Istvanffy's account ofthe fall of Buda. The first is his statement that the Ottoman leadersonly reached a final decision regarding the occupation of the centralportions of the country, and the separation of Transylvania, afterthey had occupied Buda. This conflicts with the information obtained from Venetian sources that the Porte had decided to dividethe country as early as the Fall of 1540. Future research mustdetermine which report is accurate.

The second important point is Istvanffy's report of the variousopinions expressed by the pashas in their discussion of Hungary'sfuture. In particular the chronicler noted the argument made byMehmed that Buda might fall into Habsburg hands because of thelimited range of action of the Ottoman forces. As we know, Viennawas much closer to Buda than to Constantinople; hence the Habsburg menace could be neutralized only by extremely costly campaignswhich could be mounted in response to attacks only a year after thelatter had occurred. These strategical considerations were definitelythe reason why Suleyman opted for the occupation of the city and itscastle.
Finally, Istvanffy reported Suleyman's promise to Isabella andthe Hungarian lords to return the country to John Sigismund whenhe came of age and the chronicler saw with his own eyes theilluminated manuscript in which the promise was recorded. According to Thury, however, there was no such document. With thepresent state of research it is not possible to determine whetherSuleyman meant his promise seriously or whether he made it merelyfor the sake of avoiding complications and in order to reassure FriarGeorge.

At any rate, Ferenc Forgach, a great admirer of Suleyman, categorically asserted in his work, written around 1570, that Suleymandid indeed intend to return Hungary to John Sigismund. He wrotethat "everything Suleyman had agreed to with respect to John wasalso applicable to his son", and he added that Suleyman had promised to return all territories belonging to the kingdom, except theSrem, and that John Sigismund need only pay a gift, but no tribute.His only condition was that John Sigismund should not ally himselfwith the Habsburgs. "He [Suleyman] decided that he would obtainthe hand of the daughter of the French king Francis for John IIwithout asking for anything in return. These intentions are provenby the fact that he had returned Buda, Becse, and Becskerek to Johnand had a golden crown prepared for John's son when he went toBelgrade at the time of the siege of Sziget in 1566." He not onlyencouraged Isabella to make peace with Ferdinand, "demonstratingthereby his generosity and great love towards John Sigismund", butwould even have allowed John Sigismund to marry the daughter ofFerdinand, or anyone else, provided "that not a single stone" ofTransylvania be handed over to the Habsburgs. [305] Again, it will bethe task of further research to determine the accuracy of thesereports of Suleyman's intentions. However, with regard to theevents preceding the death of John Sigismund in 1571, the possibility that Suleyman really intended to reunify Hungary cannot be excluded.

Let me now discuss the Turkish sources. The fethname of thesultan regarding the occupation of Buda states:


Giving an account of the siege of Buda and the retreat of Roggendorf's forces, the fethname explains that Buda had to be occupied sothat it could be converted into "one of the homes of Islam" and thendescribes how Transylvania was given to the son of John. [306]

Two important points in this account are to be noted. One is thatthe fethname justified bestowing Hungary to John with the argument that "at that time it fell very far from the Moslem Empire", anargument also mentioned by Istvanffy. However, since Buda wasjust as far from the Ottoman Empire in 1529 as in 1541, theargument makes little sense. Perhaps it is the result of an error intranslation. There can be no doubt, however, that this statementbears on the notion of range of action. The other noteworthy detail isthat the fethname is silent about the promise made to John Sigismund or, more exactly, to Isabella.

According to the Ottoman chronicler Ferdi, Suleyman had spokento the Hungarian lords as follows: "The King of Vienna Ferendianus[Ferdinand] will not allow you to hold Budim [Buda]; he is constantly disturbing you. Therefore, it would be more appropriate if Igave you the country of Transylvania and its appurtenances, andyou go thither to live." [307] Djeladzade, the other Ottoman historian,noted that the pashas had decided that Buda had to be occupied.

Moreover, he also reported that Suleyman had a contract drafted inwhich John's infant son was granted a sandjak in Transylvania and,when he came of age, the kingdom of Hungary, "in place of hisfather." According to Thury's interpretation, Suleyman's contractwas merely a verbal commitment, adding that the contemporary ornear-contemporary Hungarian writers were also unaware of a written promise or document. [308] But, as I have noted, Istvanffy said thathe had seen the document. Finally, I also note that Evlia Chelebi,the great Turkish world traveler and historian of the seventeenthcentury reported that Suleyman occupied Buda and placed it in thehands of a vezir "in order to avoid so much trouble and worryresulting from the Islamic troops having to come to the help of thecity." [309]

Conclusion



The true interests of the Ottoman Empire tied it to the Near andFar East and to the Black Sea area. The affairs of Europe merelydepleted its energies without offering any significant compensation.

After the capture of Constantinople the Porte could not help butbecome involved in European politics, because the necessary condition for retaining the city was control over the Balkans, which inturn unavoidably led them to Hungary and eventually to confrontation with the Habsburg Empire. Hungary in the 1520s did notrepresent a threat to the Ottoman Empire, nor did it constitute aprosperous area worth conquering; its significance derived simplyfrom the fact that the country could be used as a buffer state vis-a-visthe Habsburgs. The leaders of the Empire saw clearly that theycould not compel Hungary to assume this role, since it lay beyondtheir range of action. Therefore, they sought peaceful means toachieve their end: a relationship of alliance in which Hungary wouldadjust its foreign policy to that of the Empire, but would otherwiseretain its independence, its territorial and administrative integrity.This was the essence of "Suleyman's proposal." If this concept couldhave been realized, the Ottoman Empire could have avoided theHungarian wars which proved so expensive and involved so manycasualties. In the long run these wars achieved nothing; on thecontrary, they contributed to the decline of the Empire.

The acceptance of the "proposal" would have certainly been advantageous to Hungary in the short term, because it would have putan end to the war which exhausted and jeopardized its very existence, while preserving the unity of the country. Hence, King John'spolicies are justified. The gist of the matter is not the eventualconsequence of the alliance with the Turk, but rather what could beand had to be done at the moment for the country's survival.Perhaps the acceptance of Suleyman's proposal also would havebeen advantageous in the longer term. With Transylvania as anexample, we cannot disregard the possibility that Turkish sovereignty need not have entailed a separation from the civilization ofWestern Christendom. It is not even possible to imagine a fate worsethan that which actually befell Hungary as a consequence of therejection of that proposal.
Should we therefore raise the issue of who is to blame, andcontinue to point the finger at the generation of Mohacs, albeit froman opposite point of view? To blame that generation either for havingrejected the proposal or for having lost the battle of Mohacs would beequally anachronistic. Hungary, wedged between two great powers,was bound to perish. All of Suleyman's wisdom and all of the powerof his empire were not sufficient to overrule certain objective andsubjective factors. The range of action of Ottoman forces could not beextended; hence Suleyman could not provide the defense the countryneeded to face up to the Habsburgs. Furthermore, he could notconquer the deeply rooted Hungarian distrust and hatred of theTurks which contributed decisively to the rejection of the proOttoman orientation in the Hungarian ruling class. Moreover, thefeudal lords living in the western part of the country could not beprotected against the attacks of Ferdinand, either by John or bySuleyman; hence they became pro-Habsburg by necessity.
Does this mean that there was no other option, that everythingwas predetermined? On the basis of the results of our research I canonly answer yes, there was no other option. However, this does notmean that the individual plays no role in history. It does mean,however, that the conclusion I have reached on the basis of historicalfacts, while not completely excluding the role of the participants,places them in the background in relation to the elemental forcesthat constitute the foundation of historical events. If I must call itfatalism, I still prefer that to the romantic illusions implied in thenotion of the "stalwart Hungarian nation", or the concept of Szekfu,based as it is on categories in the history of ideas and vague notionsof national character, which appeal to the crassest passions of Hungarianconsciousness and which derive from the wounds inflicted by the Peace Treaty of Trianon. Moreover, I also am not referring to theelegiac mood conjured by phrases like "site of mourning reddened bythe blood of heroes." I risked to speak out about "Optimism Derivingfrom Mohacs" in my essay Az orszagut szelere vetett orszag [A CountryCast to the Roadside], and I persist in that conviction: if a nationis capable of surviving such a disaster, then it has every reason tocontemplate history with healthy self consciousness and look intothe future with optimism. Both the interpretation of Hungarian-Turkish relations resultingfrom Mohacs and the issue raised in my monograph titled Az orszagutszelere vetett orszag [A Country Cast to the Roadside] haveelicited intense reaction and sharp debate among a considerableportion of Hungarian historians. [310] I expect, and welcome, furtherreaction as a consequence of the present work. I await commentand even criticisms which are not too friendly, with pleasure because,after all, there is an "issue" involved, and this issue cannot beclarified by one person proceeding alone. Even from the discussionpresented here it is clear that we must try to visualize events farapart in space and time, with broad ramifications, while individualproblems have yet to be resolved. We are facing an extremely ambitiousresearch program in which the systematic analysis of archivalmaterials, from Madrid to Istanbul, from London to Rome, will playdecisive roles. Also, as the present work demonstrates, the reinterpretation of published sources is an equally urgent task. For bothtasks we need fresh perspectives, new hypotheses, and a completebreak with rooted beliefs, a tabula rasa. At this moment it stillseems that "Suleyman's proposal" is the best working hypothesisbecause, as I have proposed already some time ago: "Suleyman'sproposal acts like a magnet which arranges and orients the datawhich at first sight appears unwieldy and even contradictory." [311]

The other important task is to uncover the nature and impactthe oft-mentioned "Mohacs complex." How was this complex generated, how did it affect contemporaries, the chroniclers, and laterhistorians? Present-day researchers of the Jagellonian period andthe period of Mohacs cannot help but observe, at every step, thattheir sources are biased. Of course, political and other points of viewoften played a part, especially in the dispatches of foreign ambassadors,but the distorting impact of the Mohacs complex is morepervasive. We should be able to determine the direction of this bias, its angle of reflection, from case to case. Of course, this can be noeasy task, for reality can probably be arrived at from a model basedon unquestionably authentic data and on logical considerations. Ifdubious data were included some logical contradiction would inevitably develop and interfere with the otherwise reliable functioningof the model. We can postulate several such models, but perhaps thisbook already has convinced the reader that one of the most promising is the model based on the relationship between war and politics.

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